Smithsonian Directives

A Smithsonian directive (SD) contains policies of long-term significance and remains in effect until it is revised or cancelled. An SD describes broad guidelines and principles under which the Institution operates. An SD applies to all Smithsonian employees and affiliated persons unless otherwise noted.

Fellows and Research Associates must:

• follow legal requirements and other applicable standards for conducting research in the discipline, such as those for collecting, obtaining import permits and using live animals or human subjects (see SD 604, Misconduct in Research; SD 605, Animal Care and Use; SD 606, Research Involving Human Subjects; SD 607, Responsible Conduct of Research Training; SD 608, Financial Conflict of Interest for National Science Foundation [NSF]- and Public Health Service [PHS]-Sponsored Projects; and SD 611, Export Compliance and Trade Sanctions Related to Research, Export and Museum Activities);

• adhere to the funding source disclosure requirements in SD 806, Smithsonian Policies on Publishing by the Institution and Individual Staff Members, and the funding source disclosure requirements otherwise applicable to SI staff in SD 103, Smithsonian Institution Standards of Conduct, Section 9(b), when the Fellow is publishing research findings under the SI affiliation;

• adhere to SD 103, Smithsonian Institution Standards of Conduct, Section 13(c), and provide an annual and any ongoing disclosures required by the SI Form 1085 if the Fellow is a PI or co-PI on an SI grant;

• adhere to applicable SI policy and/or written agreements between the Fellow and the SI regarding ownership and use of intellectual property generated as a result of the Fellowship, and be familiar with the provisions and processes set forth in all applicable directives, such as SD 102, Disclosing, Protecting, and Commercializing Inventions, and SD 609, Digital Asset Access and Use;

• adhere to SD 118, Privacy Policy, to ensure the protection of personally identifiable information (PII) and SD 119, Privacy Breach Notification Policy, when reporting any suspected or confirmed breaches of PII;

• adhere to the rules set by the Smithsonian Institution Libraries (SIL) and the Harvard-Smithsonian Center for Astrophysics library when using their resources and facilities;

• be aware of and guided by the generally accepted professional standards and codes of ethics applicable in his or her professional field(s);

• exhibit appropriate professional conduct and behavior, respect others, and cooperate in the enforcement of the prevention of workplace harassment as set forth in SD 214, Equal Employment Opportunity Program; and

• adhere to SD 120, Scientific Diving Policy, when applicable.

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